About Us

ABOUT GMP CAPITAL INC.

GMP Capital Inc. ("GMP") is one of Canada’s leading independent investment dealers. Through our principal operating subsidiaries and affiliates, we serve corporate, institutional and individual investor clients in two integrated business segments: Capital Markets and Wealth Management.

We specialize in the Canadian mid-market and entrepreneur segments, providing a wide range of financial products and services to satisfy the capital market needs of our clients.

Servicing clients in Canada, Europe, the United States and Australia. GMP offers a wide range of financial products and services to satisfy the capital markets needs of our clients. Our goal is to deliver solutions, advice and best-in-class execution capabilities to our corporate, institutional and high-net-worth clients.

ABOUT GMP CAPITAL MARKETS

Capital Markets provides investment banking, including advisory and underwriting services, equity research and sales and trading services to corporate and institutional clients in Canada, the United States and Europe.

Capital Markets consists of the regulated entities of GMP Securities L.P., (GMP Securities), GMP Securities Europe LLP (GMP Europe), GMP Securities Australia Pty Limited (GMP Australia), GMP Securities, LLC and Griffiths McBurney Corp.

ABOUT GMP WEALTH MANAGEMENT

Wealth Management consists of GMP's non-controlling ownership interest in Richardson GMP Limited and the investment management and alternative investment products provided by CQI Capital Management L.P. Richardson GMP Limited is a full-service independent firm focused on providing exclusive and comprehensive wealth management and investment services delivered by an experienced team of investment professionals.

Richardson GMP Limited combines tradition and innovation to create a unique Canadian wealth management firm.

Through our significant ownership interest in Richardson GMP, we offer successful Canadian families and entrepreneurs access to exclusive and innovative wealth management and investment services delivered by some of Canada’s finest independent investment professionals.

Richardson GMP’s mission is to be the pre-eminent independent wealth management firm in Canada. We offer portfolio guidance through an innovative suite of investment solutions that provide our clients with:

  • superior wealth preservation and growth strategies
  • experienced Investment Advisors who instill trust and integrity
  • independent advice

We are building on the existing strengths and capabilities of GMP's expertise in institutional sales and trading, research and corporate finance.

Only the best Investment Advisors are invited to join the firm and help us succeed in creating a world-class organization. Our advisors are accredited professionals, dedicated to exceeding the objectives of their clients. They are service-oriented in nature and focus on delivering exceptional client experience.

It is our belief that successful businesses are built by providing value-added services to clients, hiring talented people and forming strong relationships with partners.

Note: The Wealth Management segment consists of GMP’s non-controlling ownership interest in Richardson GMP Limited.

OFFICES

GMP Capital Inc.'s head office is located in Toronto. GMP Securities has Canadian offices in Toronto, Calgary, and Montreal. GMP Securities covers an extensive list of U.S.-based clients through its wholly owned subsidiaries, Griffiths McBurney Corp. and GMP Securities, LLC. GMP Europe has an office in London, England. GMP Australia has offices in Perth and Sydney, Australia. Richardson GMP currently has 17 offices located across Canada. GMP Investment Management L.P. is located in Toronto.

MEMBERSHIPS

GMP Securities L.P. is a member of the Toronto, Montreal and TSX Venture stock exchanges, the Investment Industry Regulatory Organization of Canada (IIROC) and the Canadian Investor Protection Fund. Griffiths McBurney Corp. and GMP Securities, LLC are registered as broker dealers in the U.S. and are members of the Financial Industry Regulatory Authority ("FINRA") and the Securities Investor Protection Corporation ("SIPC"). Richardson GMP Limited is a member of IIROC and the Canadian Investor Protection Fund (CIPF).
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GMP Capital Inc. Privacy Notice. Griffiths McBurney Corp. SEC Rule 606. Griffiths McBurney Corp. Business Continuity Plan Notice.
Complaints Procedure. GMP NI24-101 Trade-Matching Statement. GMP Securities, LLC SEC Rule 606.
GMP Securities, LLC Business Continuity Plan Notice.GMP Capital Inc.’s Accessible Customer Service Policy.
All references to GMP Europe mean GMP Securities Europe LLP.
All references to GMP Australia mean GMP Securities Australia Pty Limited.